Business Services & Consulting • Centennial, CO 80015
Senior Securities Attorney
Centennial, CO 80015On-sitePosted 23 hours ago
Business Services & Consulting
About the Role
Our client is seeking an experienced Senior Corporate Securities Attorney to join its Corporate Practice Group. This role focuses on private securities offerings, securities compliance, private fund formation, venture capital financing, and advising Registered Investment Advisers (RIAs) on regulatory matters.
Responsibilities
Advise clients on federal and state securities law compliance, including Regulation D, Regulation A, Regulation S, and securities registration exemptions.
Handle private securities offerings and capital raises, including drafting and reviewing PPMs, Subscription Agreements, Operating Agreements, Shareholder Agreements, and related documents.
Counsel RIAs, fund managers, investment sponsors, and private companies on compliance, governance, disclosure, and regulatory matters.
Support private fund formation, venture capital financing, startup financing, and other corporate transactions.
Collaborate with clients and advisors, stay current on securities law developments, and mentor junior attorneys in a team-oriented environment.
Requirements:
J.D. and active Bar license with 5+ years of securities law experience in a law firm environment.
Strong experience handling Private Securities Offerings, including Regulation D, Regulation A, and Regulation S transactions.
Experience drafting and reviewing Private Placement Memoranda (PPMs), Subscription Agreements, and other securities offering documents.
Knowledge of Securities Compliance, Corporate Governance, capital raises, securities transactions, private fund formation, venture capital financing, startup financing, or investment funds.
Strong drafting, communication, organizational, and client-management skills, with the ability to independently manage complex matters.
Preferred:
Experience advising RIAs, fund managers, investment sponsors, private funds, or venture-backed companies.
Experience working directly with entrepreneurs, investors, and companies raising capital.
Important:
This role is focused on private placements and exemptions from SEC registration. Candidates whose experience is primarily in IPOs, public company reporting, SEC registrations, or in-house counsel roles will not be a strong fit unless they also have substantial private placement experience.
Compensation & Benefits:
Competitive compensation, excellent benefits, and long-term growth opportunities within a collaborative and growing law firm.
Our client is seeking an experienced Senior Corporate Securities Attorney to join its Corporate Practice Group. This role focuses on private securities offerings, securities compliance, private fund formation, venture capital financing, and advising Registered Investment Advisers (RIAs) on regulatory matters.
Responsibilities
Advise clients on federal and state securities law compliance, including Regulation D, Regulation A, Regulation S, and securities registration exemptions.
Handle private securities offerings and capital raises, including drafting and reviewing PPMs, Subscription Agreements, Operating Agreements, Shareholder Agreements, and related documents.
Counsel RIAs, fund managers, investment sponsors, and private companies on compliance, governance, disclosure, and regulatory matters.
Support private fund formation, venture capital financing, startup financing, and other corporate transactions.
Collaborate with clients and advisors, stay current on securities law developments, and mentor junior attorneys in a team-oriented environment.
Requirements:
J.D. and active Bar license with 5+ years of securities law experience in a law firm environment.
Strong experience handling Private Securities Offerings, including Regulation D, Regulation A, and Regulation S transactions.
Experience drafting and reviewing Private Placement Memoranda (PPMs), Subscription Agreements, and other securities offering documents.
Knowledge of Securities Compliance, Corporate Governance, capital raises, securities transactions, private fund formation, venture capital financing, startup financing, or investment funds.
Strong drafting, communication, organizational, and client-management skills, with the ability to independently manage complex matters.
Preferred:
Experience advising RIAs, fund managers, investment sponsors, private funds, or venture-backed companies.
Experience working directly with entrepreneurs, investors, and companies raising capital.
Important:
This role is focused on private placements and exemptions from SEC registration. Candidates whose experience is primarily in IPOs, public company reporting, SEC registrations, or in-house counsel roles will not be a strong fit unless they also have substantial private placement experience.
Compensation & Benefits:
Competitive compensation, excellent benefits, and long-term growth opportunities within a collaborative and growing law firm.
What You'll Do
Advise clients on federal and state securities law compliance, including Regulation D, Regulation A, Regulation S, and securities registration exemptions.
Handle private securities offerings and capital raises, including drafting and reviewing PPMs, Subscription Agreements, Operating Agreements, Shareholder Agreements, and related documents.
Counsel RIAs, fund managers, investment sponsors, and private companies on compliance, governance, disclosure, and regulatory matters.
Support private fund formation, venture capital financing, startup financing, and other corporate transactions.
Collaborate with clients and advisors, stay current on securities law developments, and mentor junior attorneys in a team-oriented environment.
J.D. and active Bar license with 5+ years of securities law experience in a law firm environment.
